UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
SPECIALIZED DISCLOSURE REPORT
Celestica Inc.
(Exact name of the registrant as specified in its charter)
Ontario, Canada |
|
1-14832 |
|
N/A |
(State or other jurisdiction of |
|
(Commission |
|
(IRS Employer |
incorporation or organization) |
|
File Number) |
|
Identification No) |
844 Don Mills Road |
|
|
Toronto, Canada |
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M3C 1V7 |
(Address of principal executive offices) |
|
(Zip code) |
Todd Melendy
416-448-2477
(Name and telephone number, including area code, of the
person to contact in connection with this report.)
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
x Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2015.
Section 1 - Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report
Conflict Minerals Disclosure
This Form SD of Celestica Inc. (Celestica or the Company) is filed pursuant to Rule 13p-1 promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period January 1, 2015 to December 31, 2015.
A copy of the Companys Conflict Minerals Report is filed as Exhibit 1.01 hereto and is publicly available at www.celestica.com.
Item 1.02 Exhibit
As specified in Section 2, Item 2.01 of this Form SD, the Company is hereby filing its Conflict Minerals Report as Exhibit 1.01 to this report.
Section 2Exhibits
Item 2.01 Exhibits
The following exhibit is filed as part of this report.
Exhibit No. |
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Description |
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|
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1.01 |
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Conflict Minerals Report of Celestica Inc. as required by Items 1.01 and 1.02 of this Form. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
Celestica Inc.
By: |
/s/ Elizabeth L. DelBianco |
|
May 25, 2016 |
Elizabeth L. DelBianco |
(Date) | ||
Executive Vice President |
| ||
Chief Legal and Administrative Officer |
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Exhibit 1.01
Conflict Minerals Report of Celestica Inc.
For the reporting period from January 1, 2015 to December 31, 2015
This Conflict Minerals Report (CMR) of Celestica Inc. (Celestica or the Company) has been prepared pursuant to Rule 13p-1 (Rule 13p-1) and Form SD promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period of January 1, 2015 to December 31, 2015.
Introduction
Rule 13p-1 requires disclosure of certain information when a company manufactures or contracts to manufacture products for which the minerals specified in such Rule are necessary to the functionality or production of those products. The specified minerals are gold, columbite-tantalite (coltan), cassiterite and wolframite, including their derivatives, which are limited to tantalum, tin and tungsten (the Conflict Minerals). The Covered Countries for the purposes of Rule 13p-1 are the Democratic Republic of the Congo, the Republic of the Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia and Angola.
Celestica is a multinational electronics manufacturing services (EMS) company headquartered in Toronto, Canada. The Companys global network is comprised of approximately 25 sites in 13 countries in the Americas, Europe and Asia. The Company manufactures, or contracts to manufacture, certain products for which Conflict Minerals are necessary to their functionality or production.
Celestica builds products for a wide variety of leading OEMs (original equipment manufacturers), to be marketed under the OEMs brands. Typically, the OEM specifies all parts to be included in the product through an Approved Vendor List (AVL). As a result, Celestica does not control the selection of suppliers or materials sources unless specifically instructed to do so by its customers.
Description of the Companys Products Covered by this CMR
This CMR relates to products: (i) for which Conflict Minerals are necessary to the functionality or production of that product; (ii) that were manufactured, or contracted to be manufactured, by the Company; and (iii) for which the manufacture was completed during calendar year 2015.
These products, which are referred to in this CMR collectively as the Covered Products, consist of printed circuit board assemblies and complete system builds for the following end products: wireless controllers, network switches (Communications equipment), servers, routers (Enterprise Computing equipment), measuring devices, scanner control devices, automated teller machine control boards, power delivery systems (industrial equipment), in-flight entertainment modules, cockpit control systems (Aerospace and Defense products), ultrasound imaging machines and control boards for laboratory test equipment (HealthTech devices), photovoltaic solar panels (Renewable Energy equipment) and wafer fabrication equipment modules and automation (Capital Equipment).
The Companys Reasonable Country of Origin Inquiry and Due Diligence Process
In accordance with Rule 13p-1, the Company has conducted in good faith a reasonable country of origin inquiry (RCOI) regarding the Conflict Minerals necessary to the functionality or production of the products it manufactures or contracts to manufacture. This RCOI was reasonably designed to determine whether any of such Conflict Minerals originated in the Covered Countries and whether any of such Conflict Minerals may be from recycled or scrap sources.
Celestica engaged with its immediate (Tier 1) suppliers to collect information about the presence and sourcing of Conflict Minerals used in products and components supplied to the Company. For new Tier 1 suppliers that came on board in 2015, such engagement also included the provision of Celesticas Conflict Minerals Policy to such suppliers, and education on Celesticas position regarding Conflict Minerals sourcing practices and the requirements of Rule 13p-1. Information was collected using the Electronic Industry Citizenship Coalition (EICC) and Global e-Sustainability Initiative (GeSI) Conflict Minerals Reporting Template (CMRT).
Supplier responses were evaluated for plausibility, consistency, and gaps both in terms of which products were stated to contain or not contain necessary Conflict Minerals, as well as their origin. Additional supplier contacts were conducted to address various issues, including implausible statements regarding no presence of Conflict Minerals, incomplete data on the CMRT, responses that did not identify smelters or refiners, responses which indicated a sourcing location without complete supporting information from the supply chain, and organizations that were identified as smelter or refiners, but not verified as such through further analysis and research.
Celestica engaged a third-party information management service provider to assist with the collection and review of supplier data.
In addition to the RCOI, the Company also exercised due diligence on the source and chain of custody of its necessary Conflict Minerals where the Company, based on its RCOI, had reason to believe that such Conflict Minerals may have originated in the Covered Countries and may not be from recycled or scrap sources.
The following criteria were used to determine which supply chains and associated smelters or refiners (SORs) were moved to the due diligence step:
· Supplier reported sourcing from Covered Countries;
· Provided SOR data indicated sourcing from a mine located in the Covered Countries;
· Listed SOR has been reported to source from a mine located in the Covered Countries (based on information contained within the database of our third-party information management service provider, from independent certification programs, or from Internet research/available public reports);
· An indication that the SOR sourced from a Covered Country; or
· Information provided about the SOR indicated the origin of the materials was not from a known reserve.
A total of 3,019 suppliers were surveyed and responded as part of the RCOI process. Of these suppliers, 58% responded yes as to having one or more of the Conflict Minerals as necessary to the functionality or production of the products they supply to Celestica. An aggregate of 321 individual SORs were identified as used by such suppliers; however, no SOR information obtained from any supplier corresponded specifically to products/components supplied to the Company.
The Companys due diligence measures were designed to conform to the framework in the Organization for Economic Cooperation and Developments (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and accompanying Supplements.
The Companys supply chain with respect to the Covered Products is complex, and there are many third parties in the supply chain between the ultimate manufacturer of the Covered Products and the original sources of Conflict Minerals. The Company does not purchase Conflict Minerals directly from mines, smelters or refiners. The Company must therefore rely on its suppliers to provide information regarding the origin of Conflict Minerals that are included in the Covered Products. However, because the Company believes that the smelters and refiners of the Conflict Minerals are best situated to identify the sources of Conflict Minerals, the Company has also taken steps to identify the applicable smelters and refiners of Conflict Minerals in the Companys supply chain.
The OECD Guidance identifies five due diligence steps:
Step 1: Establish Strong Company Management Systems
Step 2: Identify and Assess Risks in the Supply Chain
Step 3: Design and Implement a Strategy to Respond to Identified Risks
Step 4: Carry out Independent Third-Party Audit of Smelter/Refiners Due Diligence
Step 5: Report Annually on Supply Chain Due Diligence
It is important to note that the OECD Guidance was written for both upstream and downstream companies in the supply chain. As Celestica is a downstream company in the supply chain, its due diligence practices were tailored accordingly.
In addition to the RCOI described in detail above, the following constitute the procedures the Company used to identify supply chain risks in relation to Conflict Minerals in the Covered Products, and the due diligence activities undertaken to respond to those risks.
OECD Guidance Step 1: Establish strong company management systems
A management system is a framework of policies, procedures, processes and organizational structure that help enable a company to complete all tasks necessary to achieve its objectives. Celestica has established such a system by taking the following steps.
Adopt a conflict minerals policy
Celesticas Conflict Minerals policy is publicly available at www.celestica.com. It states:
The mining and trading of Coltan (the metal ore from which Tantalum is extracted), Wolframite (the metal ore from which Tungsten is extracted), Cassiterite (the metal ore from which Tin is extracted), and Gold, and their respective derivatives, originating from the Democratic Republic of Congo (DRC) or adjoining countries (the DRC Region) has financed conflict, resulting in widespread human rights violations and environmental degradation. Section 1502(b) of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Conflict Minerals Law) requires SEC reporting companies to undertake an inquiry as to the source and chain of custody of conflict minerals and to make certain disclosures in connection therewith.
Celestica fully supports the objectives of this legislation, which aims to minimize violence and environmental damage in the DRC Region. We will comply with all applicable obligations under the Conflict Minerals Law. Celestica expects that all suppliers will comply with the Conflict Minerals Law and provide all necessary declarations using the EICC/GeSI Conflict Minerals Reporting Template. These measures will be used in conjunction with industry initiatives such as the Conflict-Free Smelter Program to reasonably assure that the Conflict Minerals in the products we manufacture or contract to manufacture do not directly or indirectly finance or benefit armed groups in the DRC Region. Celestica will assess future business with suppliers who are noncompliant with this policy.
Celestica is committed to ethical practices and compliance with applicable laws and regulations wherever it does business.
Assemble an internal team to support supply chain due diligence
Celestica has established a management system for Conflict Minerals. This management system includes an internal Conflict Minerals steering committee made up of senior management from Corporate Compliance, Finance, Supply Chain Management and Commodity Management functions, and a Supply Chain Management (SCM) Environmental Engineering team to manage Conflict Minerals activities. The steering committee is updated on the results of Celesticas due diligence efforts on a regular basis.
Establish a system of controls and transparency over the mineral supply chain
To provide better transparency within Celesticas mineral supply chains and to facilitate communication of policies and expectations, Celestica engaged a third-party information management service provider to complement and support its internal management processes. In addition, an on-line system is used to identify suppliers in Celesticas mineral supply chains and the relationships between them (e.g., Tier 1, Tier 2, etc.), collect, store, and review information on Conflict Minerals sourcing practices, track information on SORs, and flag risks based on SOR sourcing practices. This system is designed to allow collection and housing of data on supply chain circumstances which can be updated to reflect changing realities within the supply chain, such as new customer-supplier relationships, new products, etc.
Strengthen company engagement with suppliers
Celestica engaged with suppliers through multiple communication outreaches by email and phone to educate suppliers on Celesticas expectations for sourcing and Conflict Minerals policy, and the requirements of Rule 13p-1. Suppliers were provided various avenues to obtain additional information and guidance regarding Celesticas Conflict Minerals compliance program, including an on-line supplier education portal, and contact email addresses and telephone numbers for obtaining answers to questions and/or guidance on completing the information request.
OECD Guidance Step 2: Identify and Assess Risks in the Supply Chain
The following steps are recommended by the OECD to identify and assess risks in mineral supply chains.
Identify the Smelters or Refiners (SORs) in the supply chain
The Company attempted to obtain information on identified SORs using a database maintained by its third-party information management service provider, as well as through internet searches, other research activities (e.g., reviewing government databases and industry and trade organization lists), and contact with suppliers providing SOR information on their CMRTs. The Company also followed up where a sourcing location provided (country of mine origin) is not believed to be a known reserve for the given metal.
Engage with SORs to obtain mine of origin and transit routes and assess whether SORs have carried out all elements of due diligence for responsible supply chains of minerals from conflict-affected and high-risk areas
Identified SORs were matched against available lists of processors that have been certified as conflict-free by internationally-recognized industry validation schemes, such as the CFSI Conflict-Free Smelter Program, the London Bullion Market Association Responsible Gold Audit Programme and the Responsible Jewellery Councils Chain-of-Custody Certification Program. Suppliers and products associated with certified SORs were assumed to meet the OECD Guidance due diligence standards and responsibly source their materials.
If the SOR was not certified by an internationally-recognized scheme, the SOR was contacted up to 3 times to gain more information about its sourcing practices, including countries of origin and transfer, and whether there were any internal due diligence procedures in place or other processes the SOR takes to track the chain-of-custody on the source of its mineral ores. Relevant information requested included whether the SOR had a documented, effective and communicated conflict-free policy, and/or an accounting system and documentation to support traceability of materials.
OECD Guidance Step 3: Design and Implement a Strategy to Respond to Identified Risks
Celestica implemented the following measures to address high risk SORs:
Report findings to senior management
A monthly update is provided to Celesticas Conflict Minerals steering committee on the progress and findings of the RCOI and due diligence.
Devise and adopt a risk management plan, monitor and track risk mitigation, and evaluate supplier relationship
Celestica is an EMS company that builds products for leading OEMs according to specifications provided by the OEM to Celestica. Typically, the OEM specifies all parts included in the product through an AVL. As a result, Celestica does not control selection of suppliers or materials sources unless specifically instructed to do so by its customers. Whenever a risk is identified, Celestica will inform the customer of the risk in the supply chain and work with such customer to manage and mitigate the risk.
For parts that Celestica designs or over which Celestica has engineering control, if a risk is identified, Celestica will work with its suppliers to express its concerns about providing revenue to armed groups within the Covered Countries. Celestica will work with suppliers to provide a roadmap intended to ensure that the Conflict Minerals they supply to Celestica will be DRC Conflict-Free. If a supplier refuses to comply, Celestica will assess future business with the supplier.
OECD Guidance Step 4: Carry out Independent Third-Party Audit of Smelter/Refiners Due Diligence
This OECD step does not require or define audits for downstream companies. However, downstream companies can support these audits by supporting or joining industry organizations.
Celestica does not typically have a direct relationship with Conflict Minerals smelters or refiners and does not perform direct audits of these entities within its supply chain. However, as a member of the EICC, Celestica is a participant in the Conflict-Free Sourcing Initiative (CFSI), a joint initiative between the EICC and the Global e-Sustainability Initiative (GeSI). Celestica participates in the ongoing discussions and updates of the CFSI Conflict-Free Smelter program (CFSP), an audit program designed to validate SORs sourcing practices. Through the CFSP validation process, which is voluntary, an independent third party audits the procurement and processing activities of a SOR to determine if it showed sufficient documentation to demonstrate with reasonable confidence that the minerals the SOR processed originated from conflict-free sources.
OECD Guidance Step 5: Report Annually on Supply Chain Due Diligence.
In fulfilling this step, Celesticas Conflict Minerals steering committee:
a. Provided management with periodic process updates during the reporting period and through the filing date;
b. Informed management of due diligence efforts and results; and
c. Completed and filed this Conflict Minerals Report, and the Form SD to which it relates, which are publicly available at www.celestica.com.
Due Diligence Results
Based on the information obtained in the Companys due diligence process, the Company does not have sufficient information to determine the precise facilities used to process all Conflict Minerals in the Covered Products.
With respect to the 321 SORs identified as used by the Companys suppliers, 214 were certified as conflict-free by the CFSP and listed on the Conflict-Free Smelter Programs website as conflict-free certified. The 321 SOR facilities that were identified pursuant to the due diligence process, and their certification, where applicable, are set forth below.
Smelter Name |
|
Metal |
|
Certification |
Advanced Chemical Company |
|
Gold |
|
|
Aida Chemical Industries Co., Ltd. |
|
Gold |
|
CFSP |
Aktyubinsk Copper Company TOO |
|
Gold |
|
|
Al Etihad Gold Refinery DMCC |
|
Gold |
|
|
Allgemeine Gold-und Silberscheideanstalt A.G. |
|
Gold |
|
CFSP |
Almalyk Mining and Metallurgical Complex (AMMC) |
|
Gold |
|
|
AngloGold Ashanti Córrego do Sítio Mineração |
|
Gold |
|
CFSP |
Argor-Heraeus SA |
|
Gold |
|
CFSP |
Asahi Pretec Corporation |
|
Gold |
|
CFSP |
Asahi Refining Canada Limited |
|
Gold |
|
CFSP |
Asahi Refining USA Inc. |
|
Gold |
|
CFSP |
Asaka Riken Co., Ltd. |
|
Gold |
|
CFSP |
Atasay Kuyumculuk Sanayi Ve Ticaret A.S. |
|
Gold |
|
CFSP |
Aurubis AG |
|
Gold |
|
CFSP |
Bangko Sentral ng Pilipinas (Central Bank of the Philippines) |
|
Gold |
|
CFSP |
Bauer Walser AG |
|
Gold |
|
|
Boliden AB |
|
Gold |
|
CFSP |
C. Hafner GmbH + Co. KG |
|
Gold |
|
CFSP |
Caridad |
|
Gold |
|
|
CCR Refinery Glencore Canada Corporation |
|
Gold |
|
CFSP |
Cendres + Métaux SA |
|
Gold |
|
|
Chimet S.p.A. |
|
Gold |
|
CFSP |
Chugai Mining |
|
Gold |
|
|
Daejin Indus Co., Ltd. |
|
Gold |
|
|
Daye Non-Ferrous Metals Mining Ltd. |
|
Gold |
|
|
Do Sung Corporation |
|
Gold |
|
|
Doduco |
|
Gold |
|
CFSP |
Dowa |
|
Gold |
|
CFSP |
Eco-System Recycling Co., Ltd. |
|
Gold |
|
CFSP |
Elemetal Refining, LLC |
|
Gold |
|
CFSP |
Emirates Gold DMCC |
|
Gold |
|
|
Faggi Enrico S.p.A. |
|
Gold |
|
|
Gansu Seemine Material Hi-Tech Co., Ltd. |
|
Gold |
|
|
Geib Refining Corporation |
|
Gold |
|
|
Guangdong Jinding Gold Limited |
|
Gold |
|
|
Guoda Safina High-Tech Environmental Refinery Co., Ltd. |
|
Gold |
|
|
Hangzhou Fuchunjiang Smelting Co., Ltd. |
|
Gold |
|
|
Heimerle + Meule GmbH |
|
Gold |
|
CFSP |
Heraeus Ltd. Hong Kong |
|
Gold |
|
CFSP |
Heraeus Precious Metals GmbH & Co. KG |
|
Gold |
|
CFSP |
Hunan Chenzhou Mining Co., Ltd. |
|
Gold |
|
|
Hwasung CJ Co., Ltd. |
|
Gold |
|
|
Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited |
|
Gold |
|
|
Ishifuku Metal Industry Co., Ltd. |
|
Gold |
|
CFSP |
Istanbul Gold Refinery |
|
Gold |
|
CFSP |
Japan Mint |
|
Gold |
|
CFSP |
Jiangxi Copper Company Limited |
|
Gold |
|
CFSP |
JSC Ekaterinburg Non-Ferrous Metal Processing Plant |
|
Gold |
|
CFSP |
JSC Uralelectromed |
|
Gold |
|
CFSP |
JX Nippon Mining & Metals Co., Ltd. |
|
Gold |
|
CFSP |
Kaloti Precious Metals |
|
Gold |
|
|
Kazakhmys Smelting LLC |
|
Gold |
|
|
Kazzinc |
|
Gold |
|
CFSP |
Kennecott Utah Copper LLC |
|
Gold |
|
CFSP |
KGHM Polska Miedź Spółka Akcyjna |
|
Gold |
|
|
Kojima Chemicals Co., Ltd. |
|
Gold |
|
CFSP |
Korea Metal Co., Ltd. |
|
Gold |
|
|
Korea Zinc Co. Ltd. |
|
Gold |
|
|
Kyrgyzaltyn JSC |
|
Gold |
|
|
L azurde Company For Jewelry |
|
Gold |
|
CFSP |
Lingbao Gold Company Limited |
|
Gold |
|
|
Lingbao Jinyuan Tonghui Refinery Co., Ltd. |
|
Gold |
|
|
LS-NIKKO Copper Inc. |
|
Gold |
|
CFSP |
Luoyang Zijin Yinhui Gold Refinery Co., Ltd. |
|
Gold |
|
|
Materion |
|
Gold |
|
CFSP |
Matsuda Sangyo Co., Ltd. |
|
Gold |
|
CFSP |
Metahub Industries Sdn. Bhd. |
|
Gold |
|
|
Metalor Technologies (Hong Kong) Ltd. |
|
Gold |
|
CFSP |
Metalor Technologies (Singapore) Pte., Ltd. |
|
Gold |
|
CFSP |
Metalor Technologies (Suzhou) Ltd. |
|
Gold |
|
|
Metalor Technologies SA |
|
Gold |
|
CFSP |
Metalor USA Refining Corporation |
|
Gold |
|
CFSP |
METALÚRGICA MET-MEX PEÑOLES, S.A. DE C.V |
|
Gold |
|
CFSP |
Mitsubishi Materials Corporation |
|
Gold |
|
CFSP |
Mitsui Mining and Smelting Co., Ltd. |
|
Gold |
|
CFSP |
MMTC-PAMP India Pvt., Ltd. |
|
Gold |
|
CFSP |
Morris and Watson |
|
Gold |
|
|
Moscow Special Alloys Processing Plant |
|
Gold |
|
CFSP |
Nadir Metal Rafineri San. Ve Tic. A.Ş. |
|
Gold |
|
CFSP |
Navoi Mining and Metallurgical Combinat |
|
Gold |
|
|
Nihon Material Co., Ltd. |
|
Gold |
|
CFSP |
Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH |
|
Gold |
|
CFSP |
Ohura Precious Metal Industry Co., Ltd. |
|
Gold |
|
CFSP |
OJSC The Gulidov Krasnoyarsk Non-Ferrous Metals Plant (OJSC Krastvetmet) |
|
Gold |
|
CFSP |
OJSC Kolyma Refinery |
|
Gold |
|
|
OJSC Novosibirsk Refinery |
|
Gold |
|
CFSP |
PAMP SA |
|
Gold |
|
CFSP |
Penglai Penggang Gold Industry Co., Ltd. |
|
Gold |
|
|
Prioksky Plant of Non-Ferrous Metals |
|
Gold |
|
CFSP |
PT Aneka Tambang (Persero) Tbk |
|
Gold |
|
CFSP |
PX Précinox SA |
|
Gold |
|
CFSP |
Rand Refinery (Pty) Ltd. |
|
Gold |
|
CFSP |
Republic Metals Corporation |
|
Gold |
|
CFSP |
Royal Canadian Mint |
|
Gold |
|
CFSP |
SAAMP |
|
Gold |
|
|
Sabin Metal Corp. |
|
Gold |
|
|
Samduck Precious Metals |
|
Gold |
|
|
SAMWON Metals Corp. |
|
Gold |
|
|
SAXONIA Edelmetalle GmbH |
|
Gold |
|
|
Schone Edelmetaal B.V. |
|
Gold |
|
CFSP |
SEMPSA Joyería Platería SA |
|
Gold |
|
CFSP |
Shandong Tiancheng Biological Gold Industrial Co., Ltd. |
|
Gold |
|
|
Shandong Zhaojin Gold & Silver Refinery Co., Ltd. |
|
Gold |
|
CFSP |
Sichuan Tianze Precious Metals Co., Ltd. |
|
Gold |
|
CFSP |
Singway Technology Co., Ltd. |
|
Gold |
|
CFSP |
So Accurate Group, Inc. |
|
Gold |
|
|
SOE Shyolkovsky Factory of Secondary Precious Metals |
|
Gold |
|
CFSP |
Solar Applied Materials Technology Corp. |
|
Gold |
|
CFSP |
Sumitomo Metal Mining Co., Ltd. |
|
Gold |
|
CFSP |
T.C.A S.p.A |
|
Gold |
|
CFSP |
Tanaka Kikinzoku Kogyo K.K. |
|
Gold |
|
CFSP |
The Great Wall Gold and Silver Refinery of China |
|
Gold |
|
|
The Refinery of Shandong Gold Mining Co., Ltd. |
|
Gold |
|
CFSP |
Tokuriki Honten Co., Ltd. |
|
Gold |
|
CFSP |
Tongling Nonferrous Metals Group Co., Ltd. |
|
Gold |
|
|
Tony Goetz NV |
|
Gold |
|
|
Torecom |
|
Gold |
|
|
Umicore Brasil Ltda. |
|
Gold |
|
CFSP |
Umicore Precious Metals Thailand |
|
Gold |
|
CFSP |
Umicore SA Business Unit Precious Metals Refining |
|
Gold |
|
CFSP |
United Precious Metal Refining, Inc. |
|
Gold |
|
CFSP |
Valcambi SA |
|
Gold |
|
CFSP |
Western Australian Mint trading as The Perth Mint |
|
Gold |
|
CFSP |
WIELAND Edelmetalle GmbH |
|
Gold |
|
|
Yamamoto Precious Metal Co., Ltd. |
|
Gold |
|
CFSP |
Yokohama Metal Co., Ltd. |
|
Gold |
|
CFSP |
Yunnan Copper Industry Co., Ltd. |
|
Gold |
|
|
Zhongyuan Gold Smelter of Zhongjin Gold Corporation |
|
Gold |
|
CFSP |
Zijin Mining Group Co., Ltd. Gold Refinery |
|
Gold |
|
CFSP |
Avon Specialty Metals Ltd |
|
Tantalum |
|
|
Changsha South Tantalum Niobium Co., Ltd. |
|
Tantalum |
|
CFSP |
Conghua Tantalum and Niobium Smeltry |
|
Tantalum |
|
CFSP |
D Block Metals, LLC |
|
Tantalum |
|
CFSP |
Duoluoshan |
|
Tantalum |
|
CFSP |
E.S.R. Electronics |
|
Tantalum |
|
|
Exotech Inc. |
|
Tantalum |
|
CFSP |
F&X Electro-Materials Ltd. |
|
Tantalum |
|
CFSP |
FIR Metals & Resource Ltd. |
|
Tantalum |
|
CFSP |
Global Advanced Metals Aizu |
|
Tantalum |
|
CFSP |
Global Advanced Metals Boyertown |
|
Tantalum |
|
CFSP |
Guangdong Zhiyuan New Material Co., Ltd. |
|
Tantalum |
|
CFSP |
Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch |
|
Tantalum |
|
CFSP |
H.C. Starck Co., Ltd. |
|
Tantalum |
|
CFSP |
H.C. Starck GmbH Goslar |
|
Tantalum |
|
CFSP |
H.C. Starck GmbH Laufenburg |
|
Tantalum |
|
CFSP |
H.C. Starck Hermsdorf GmbH |
|
Tantalum |
|
CFSP |
H.C. Starck Inc. |
|
Tantalum |
|
CFSP |
H.C. Starck Ltd. |
|
Tantalum |
|
CFSP |
H.C. Starck Smelting GmbH & Co.KG |
|
Tantalum |
|
CFSP |
Hengyang King Xing Lifeng New Materials Co., Ltd. |
|
Tantalum |
|
CFSP |
Hi-Temp Specialty Metals, Inc. |
|
Tantalum |
|
CFSP |
Jiangxi Dinghai Tantalum & Niobium Co., Ltd. |
|
Tantalum |
|
CFSP |
Jiangxi Tuohong New Raw Material |
|
Tantalum |
|
|
JiuJiang JinXin Nonferrous Metals Co., Ltd. |
|
Tantalum |
|
CFSP |
Jiujiang Tanbre Co., Ltd. |
|
Tantalum |
|
CFSP |
Jiujiang Zhongao Tantalum & Niobium Co., Ltd. |
|
Tantalum |
|
CFSP |
KEMET Blue Metals |
|
Tantalum |
|
CFSP |
KEMET Blue Powder |
|
Tantalum |
|
CFSP |
King-Tan Tantalum Industry Ltd. |
|
Tantalum |
|
CFSP |
LSM Brasil S.A. |
|
Tantalum |
|
CFSP |
Metallurgical Products India Pvt., Ltd. |
|
Tantalum |
|
CFSP |
Mineração Taboca S.A. |
|
Tantalum |
|
CFSP |
Mitsui Mining & Smelting |
|
Tantalum |
|
CFSP |
Molycorp Silmet A.S. |
|
Tantalum |
|
CFSP |
Ningxia Orient Tantalum Industry Co., Ltd. |
|
Tantalum |
|
CFSP |
Plansee SE Liezen |
|
Tantalum |
|
CFSP |
Plansee SE Reutte |
|
Tantalum |
|
CFSP |
QuantumClean |
|
Tantalum |
|
CFSP |
Resind Indústria e Comércio Ltda |
|
Tantalum |
|
CFSP |
RFH Tantalum Smeltry Co., Ltd. |
|
Tantalum |
|
CFSP |
Solikamsk Magnesium Works OAO |
|
Tantalum |
|
CFSP |
Taki Chemicals |
|
Tantalum |
|
CFSP |
Telex Metals |
|
Tantalum |
|
CFSP |
Tranzact, Inc. |
|
Tantalum |
|
CFSP |
Ulba Metallurgical Plant JSC |
|
Tantalum |
|
CFSP |
XinXing HaoRong Electronic Material Co., Ltd. |
|
Tantalum |
|
CFSP |
Yichun Jin Yang Rare Metal Co., Ltd. |
|
Tantalum |
|
CFSP |
Zhuzhou Cemented Carbide |
|
Tantalum |
|
CFSP |
Alpha |
|
Tin |
|
CFSP |
An Thai Minerals Company Limited |
|
Tin |
|
|
An Vinh Joint Stock Mineral Processing Company |
|
Tin |
|
|
Chenzhou Yunxiang Mining and Metallurgy Company Limited |
|
Tin |
|
|
China Tin Group Co., Ltd. |
|
Tin |
|
CFSP |
CNMC (Guangxi) PGMA Co., Ltd. |
|
Tin |
|
|
Cooperativa Metalurgica de Rondônia Ltda. |
|
Tin |
|
CFSP |
CV Ayi Jaya |
|
Tin |
|
CFSP |
CV Dua Sekawan |
|
Tin |
|
|
CV Gita Pesona |
|
Tin |
|
CFSP |
CV Serumpun Sebalai |
|
Tin |
|
CFSP |
CV Tiga Sekawan |
|
Tin |
|
|
CV United Smelting |
|
Tin |
|
CFSP |
CV Venus Inti Perkasa |
|
Tin |
|
CFSP |
Dowa |
|
Tin |
|
CFSP |
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company |
|
Tin |
|
|
Elmet S.L.U. (Metallo Group) |
|
Tin |
|
CFSP |
EM Vinto |
|
Tin |
|
CFSP |
Estanho de Rondônia S.A. |
|
Tin |
|
|
Feinhütte Halsbrücke GmbH |
|
Tin |
|
|
Fenix Metals |
|
Tin |
|
CFSP |
Gejiu Fengming Metalurgy Chemical Plant |
|
Tin |
|
|
Gejiu Kai Meng Industry and Trade LLC |
|
Tin |
|
|
Gejiu Non-Ferrous Metal Processing Co., Ltd. |
|
Tin |
|
CFSP |
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. |
|
Tin |
|
|
Gejiu Zili Mining And Metallurgy Co., Ltd. |
|
Tin |
|
|
Guanyang Guida Nonferrous Metal Smelting Plant |
|
Tin |
|
|
HuiChang Hill Tin Industry Co., Ltd. |
|
Tin |
|
|
Huichang Jinshunda Tin Co., Ltd. |
|
Tin |
|
|
Jiangxi Ketai Advanced Material Co., Ltd. |
|
Tin |
|
CFSP |
Linwu Xianggui Ore Smelting Co., Ltd. |
|
Tin |
|
|
Magnus Minerais Metais e Ligas Ltda. |
|
Tin |
|
CFSP |
Malaysia Smelting Corporation (MSC) |
|
Tin |
|
CFSP |
Melt Metais e Ligas S/A |
|
Tin |
|
CFSP |
Metahub Industries Sdn. Bhd. |
|
Tin |
|
|
Metallic Resources, Inc. |
|
Tin |
|
CFSP |
Metallo-Chimique N.V. |
|
Tin |
|
CFSP |
Mineração Taboca S.A. |
|
Tin |
|
CFSP |
Minsur |
|
Tin |
|
CFSP |
Mitsubishi Materials Corporation |
|
Tin |
|
CFSP |
Nankang Nanshan Tin Manufactory Co., Ltd. |
|
Tin |
|
|
Nghe Tinh Non-Ferrous Metals Joint Stock Company |
|
Tin |
|
|
Novosibirsk Processing Plant Ltd. |
|
Tin |
|
|
O.M. Manufacturing (Thailand) Co., Ltd. |
|
Tin |
|
CFSP |
O.M. Manufacturing Philippines, Inc. |
|
Tin |
|
CFSP |
Operaciones Metalurgical S.A. |
|
Tin |
|
CFSP |
Phoenix Metal Ltd. |
|
Tin |
|
|
PT Alam Lestari Kencana |
|
Tin |
|
|
PT Aries Kencana Sejahtera |
|
Tin |
|
CFSP |
PT Artha Cipta Langgeng |
|
Tin |
|
CFSP |
PT ATD Makmur Mandiri Jaya |
|
Tin |
|
CFSP |
PT Babel Inti Perkasa |
|
Tin |
|
CFSP |
PT Bangka Kudai Tin |
|
Tin |
|
|
PT Bangka Prima Tin |
|
Tin |
|
CFSP |
PT Bangka Putra Karya |
|
Tin |
|
CFSP |
PT Bangka Timah Utama Sejahtera |
|
Tin |
|
|
PT Bangka Tin Industry |
|
Tin |
|
CFSP |
PT Belitung Industri Sejahtera |
|
Tin |
|
CFSP |
PT BilliTin Makmur Lestari |
|
Tin |
|
CFSP |
PT Bukit Timah |
|
Tin |
|
CFSP |
PT Cipta Persada Mulia |
|
Tin |
|
CFSP |
PT DS Jaya Abadi |
|
Tin |
|
CFSP |
PT Eunindo Usaha Mandiri |
|
Tin |
|
CFSP |
PT Fang Di MulTindo |
|
Tin |
|
|
PT Inti Stania Prima |
|
Tin |
|
CFSP |
PT Justindo |
|
Tin |
|
CFSP |
PT Karimun Mining |
|
Tin |
|
|
PT Kijang Jaya Mandiri |
|
Tin |
|
|
PT Mitra Stania Prima |
|
Tin |
|
CFSP |
PT Panca Mega Persada |
|
Tin |
|
CFSP |
PT Pelat Timah Nusantara Tbk |
|
Tin |
|
|
PT Prima Timah Utama |
|
Tin |
|
CFSP |
PT Refined Bangka Tin |
|
Tin |
|
CFSP |
PT Sariwiguna Binasentosa |
|
Tin |
|
CFSP |
PT Seirama Tin Investment |
|
Tin |
|
|
PT Stanindo Inti Perkasa |
|
Tin |
|
CFSP |
PT Sukses Inti Makmur |
|
Tin |
|
CFSP |
PT Sumber Jaya Indah |
|
Tin |
|
CFSP |
PT Supra Sukses Trinusa |
|
Tin |
|
|
PT Timah (Persero) Tbk Kundur |
|
Tin |
|
CFSP |
PT Timah (Persero) Tbk Mentok |
|
Tin |
|
CFSP |
PT Tinindo Inter Nusa |
|
Tin |
|
CFSP |
PT Tirus Putra Mandiri |
|
Tin |
|
|
PT Wahana Perkit Jaya |
|
Tin |
|
CFSP |
Resind Indústria e Comércio Ltda |
|
Tin |
|
CFSP |
Rui Da Hung |
|
Tin |
|
CFSP |
Soft Metais Ltda. |
|
Tin |
|
CFSP |
Thaisarco |
|
Tin |
|
CFSP |
Tuyen Quang Non-Ferrous Metals Joint Stock Company |
|
Tin |
|
|
VQB Mineral and Trading Group JSC |
|
Tin |
|
CFSP |
White Solder Metalurgia e Mineração Ltda. |
|
Tin |
|
CFSP |
Yunnan Chengfeng Non-ferrous Metals Co., Ltd. |
|
Tin |
|
|
Yunnan Tin Group (Holding) Company Limited |
|
Tin |
|
CFSP |
A.L.M.T. TUNGSTEN Corp. |
|
Tungsten |
|
CFSP |
ACL Metais Eireli |
|
Tungsten |
|
|
Asia Tungsten Products Vietnam Ltd. |
|
Tungsten |
|
CFSP |
Chenzhou Diamond Tungsten Products Co., Ltd. |
|
Tungsten |
|
CFSP |
Chongyi Zhangyuan Tungsten Co., Ltd. |
|
Tungsten |
|
CFSP |
Dayu Jincheng Tungsten Industry Co., Ltd. |
|
Tungsten |
|
|
Dayu Weiliang Tungsten Co., Ltd. |
|
Tungsten |
|
|
Fujian Jinxin Tungsten Co., Ltd. |
|
Tungsten |
|
CFSP |
Ganxian Shirui New Material Co., Ltd. |
|
Tungsten |
|
|
Ganzhou Huaxing Tungsten Products Co., Ltd. |
|
Tungsten |
|
CFSP |
Ganzhou Jiangwu Ferrotungsten Co., Ltd. |
|
Tungsten |
|
CFSP |
Ganzhou Non-ferrous Metals Smelting Co., Ltd. |
|
Tungsten |
|
|
Ganzhou Seadragon W & Mo Co., Ltd. |
|
Tungsten |
|
CFSP |
Ganzhou Yatai Tungsten Co., Ltd. |
|
Tungsten |
|
CFSP |
Global Tungsten & Powders Corp. |
|
Tungsten |
|
CFSP |
Guangdong Xianglu Tungsten Co., Ltd. |
|
Tungsten |
|
CFSP |
H.C. Starck GmbH |
|
Tungsten |
|
CFSP |
H.C. Starck Smelting GmbH & Co.KG |
|
Tungsten |
|
CFSP |
Hunan Chenzhou Mining Co., Ltd. |
|
Tungsten |
|
CFSP |
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji |
|
Tungsten |
|
|
Hunan Chuangda Vanadium Tungsten Co., Ltd. Yanglin |
|
Tungsten |
|
|
Hunan Chunchang Nonferrous Metals Co., Ltd. |
|
Tungsten |
|
CFSP |
Hydrometallurg, JSC |
|
Tungsten |
|
CFSP |
Japan New Metals Co., Ltd. |
|
Tungsten |
|
CFSP |
Jiangwu H.C. Starck Tungsten Products Co., Ltd. |
|
Tungsten |
|
|
Jiangxi Dayu Longxintai Tungsten Co., Ltd. |
|
Tungsten |
|
|
Jiangxi Gan Bei Tungsten Co., Ltd. |
|
Tungsten |
|
CFSP |
Jiangxi Minmetals Gaoan Non-ferrous Metals Co., Ltd. |
|
Tungsten |
|
|
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. |
|
Tungsten |
|
|
Jiangxi Xinsheng Tungsten Industry Co., Ltd. |
|
Tungsten |
|
|
Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. |
|
Tungsten |
|
CFSP |
Jiangxi Yaosheng Tungsten Co., Ltd. |
|
Tungsten |
|
|
Kennametal Fallon |
|
Tungsten |
|
|
Kennametal Huntsville |
|
Tungsten |
|
CFSP |
Malipo Haiyu Tungsten Co., Ltd. |
|
Tungsten |
|
CFSP |
Moliren Ltd |
|
Tungsten |
|
|
Niagara Refining LLC |
|
Tungsten |
|
CFSP |
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC |
|
Tungsten |
|
CFSP |
Philippine Chuangin Industrial Co., Inc. |
|
Tungsten |
|
|
Pobedit, JSC |
|
Tungsten |
|
|
Sanher Tungsten Vietnam Co., Ltd. |
|
Tungsten |
|
|
Tejing (Vietnam) Tungsten Co., Ltd. |
|
Tungsten |
|
CFSP |
Vietnam Youngsun Tungsten Industry Co., Ltd. |
|
Tungsten |
|
CFSP |
Wolfram Bergbau und Hütten AG |
|
Tungsten |
|
CFSP |
Woltech Korea Co., Ltd. |
|
Tungsten |
|
|
Xiamen Tungsten (H.C.) Co., Ltd. |
|
Tungsten |
|
CFSP |
Xiamen Tungsten Co., Ltd. |
|
Tungsten |
|
CFSP |
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. |
|
Tungsten |
|
|
Xinhai Rendan Shaoguan Tungsten Co., Ltd. |
|
Tungsten |
|
CFSP |
Based on the information obtained in the Companys due diligence process, and given the fact that: not all of the SORs identified by the Companys suppliers are certified by an independent third-party as conflict-free; the SOR information obtained from suppliers did not correspond specifically to products/components supplied to the Company; and necessary Conflict Minerals in a particular Covered Product may be sourced from multiple SORs, although the Company was able to determine that certain of its necessary Conflict Minerals in the Covered Products were from Covered Countries (as described below), it could not determine the country of origin for all Covered Products. In addition, based on the foregoing, the Company was unable to determine whether the necessary Conflict Minerals in the Covered Products that were from the Covered Countries were from recycled or scrap sources, or came from sources that directly or indirectly financed or benefitted armed groups in the Covered Countries, as such term is defined in Rule 13p-1. However, of all responding suppliers in the Companys due diligence process, none indicated (at any point during the RCOI or due diligence process) that it had sourced Conflict Minerals to the Company that directly or indirectly benefitted or financed such armed groups in the Covered Countries.
Based on the information that has been obtained, the Company has reasonably determined that the countries of origin of its necessary Conflict Minerals include those set forth below. The Companys efforts to determine the mine(s) or location of origin with the greatest possible specificity are described in the RCOI and due diligence discussion above.
Metals |
|
Country of Origin |
Gold |
|
Argentina, Armenia, Australia, Austria, Belgium, Bolivia, Brazil, Canada, Chile, China, DRC- Congo (Kinshasa), France, Germany, Ghana, Guinea, Guyana, Hong Kong, India, Indonesia, Italy, Japan, Jersey, Kazakhstan, Kyrgyzstan, Laos, Malaysia, Mali, Mexico, Mongolia, Mozambique, Namibia, Netherlands, Papua New Guinea, Peru, Philippines, Portugal, Russia, Saudi Arabia, Singapore, South Africa, South Korea, Spain, Suriname, Sweden, Switzerland, Taiwan, Tajikistan, Tanzania, Thailand, Turkey, United Arab Emirates, United Kingdom, United States, Uzbekistan, Zambia |
Tantalum |
|
Australia, Austria, Belarus, Bolivia, Brazil, Burundi, Canada, Chile, China, DRC- Congo (Kinshasa), Estonia, Ethiopia, Germany, India, Japan, Kazakhstan, Malaysia, Mexico, Mozambique, Namibia, Niger, Nigeria, Peru, Russia, Rwanda, Sierra Leone, Switzerland, Thailand, United States, Zimbabwe |
Tin |
|
Australia, Belgium, Bolivia, Brazil, Burundi, Canada, Chile, China, DRC- Congo (Kinshasa), Ethiopia, Germany, Hong Kong, India, Indonesia, Japan, Jersey, Kazakhstan, Malaysia, Mexico, Morocco, Mozambique, Myanmar, Niger, Nigeria, Peru, Philippines, Poland, Portugal, Russia, Rwanda, Singapore, Spain, Switzerland, Taiwan, Thailand, United States, Uzbekistan, Vietnam |
Tungsten |
|
Australia, Austria, Bolivia, Brazil, Burundi, Canada, China, Estonia, Ethiopia, Germany, India, Japan, Malaysia, Mexico, Mozambique, Namibia, Niger, Nigeria, Peru, Portugal, Russia, Rwanda, Sierra Leone, Spain, Thailand, United States, Vietnam, Zimbabwe |
Celestica intends to undertake the following steps during the next compliance period to improve the due diligence conducted to further determine whether Conflict Minerals in its Covered Products are sourced from the Covered Countries, or are from recycled or scrap sources, and to mitigate the risk that its necessary Conflict Minerals sourced from Covered Countries finance or benefit armed groups, including:
· Engage suppliers that responded in 2015 to refresh and update sourcing information as appropriate;
· Review and update the list of products and associated suppliers designated as in-scope;
· Encourage suppliers to implement responsible sourcing; and
· Participate in industry initiatives encouraging conflict-free supply chains.
Caution Concerning Forward-Looking Statements
Certain statements in this report are forward-looking within the meaning of the Private Securities Litigation Reform Act of 1995. Words such as intends, expects, plans, believes, estimates, anticipates, and similar expressions are used to identify these forward-looking statements. Examples of forward-looking statements include statements relating to our future plans, and any other statement that does not directly relate to any historical or current fact. Forward-looking statements are based on our current expectations and assumptions, which may not prove to be accurate. These statements are not guarantees and are subject to risks, uncertainties and changes in circumstances that are difficult to predict. Actual outcomes and results may differ materially from these forward-looking statements. As a result, these statements speak only as of the date they are made and we undertake no obligation to update or revise any forward-looking statement, except as required by law.
The information that you are accessing on this website may include forward-looking statements related to our future growth, trends in our industry, our financial and operational results and performance that are based on current expectations, forecast and assumptions involving risk and uncertainties that could cause actual outcomes and results to differ materially.