UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM SD

 

SPECIALIZED DISCLOSURE REPORT

 

Celestica Inc.

(Exact name of the registrant as specified in its charter)

 

Ontario, Canada

 

1-14832

 

N/A

(State or other jurisdiction of

 

(Commission

 

(IRS Employer

incorporation or organization)

 

File Number)

 

Identification No)

 

844 Don Mills Road

 

 

Toronto, Canada

 

M3C 1V7

(Address of principal executive offices)

 

(Zip code)

 

Todd Melendy

416-448-2477

(Name and telephone number, including area code, of the

person to contact in connection with this report.)

 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

 

x                                  Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2015.

 

 

 



 

Section 1 - Conflict Minerals Disclosure

 

Item 1.01 Conflict Minerals Disclosure and Report

 

Conflict Minerals Disclosure

 

This Form SD of Celestica Inc. (“Celestica” or the “Company”) is filed pursuant to Rule 13p-1 promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period January 1, 2015 to December 31, 2015.

 

A copy of the Company’s Conflict Minerals Report is filed as Exhibit 1.01 hereto and is publicly available at www.celestica.com.

 

Item 1.02 Exhibit

 

As specified in Section 2, Item 2.01 of this Form SD, the Company is hereby filing its Conflict Minerals Report as Exhibit 1.01 to this report.

 

Section 2—Exhibits

 

Item 2.01 Exhibits

 

The following exhibit is filed as part of this report.

 

Exhibit No.

 

Description

 

 

 

1.01

 

Conflict Minerals Report of Celestica Inc. as required by Items 1.01 and 1.02 of this Form.

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

 

Celestica Inc.

 

By:

/s/ Elizabeth L. DelBianco

 

May 25, 2016

Elizabeth L. DelBianco

(Date)

Executive Vice President

 

Chief Legal and Administrative Officer

 

 

2



 

Exhibit Index

 

Exhibit No.

 

Description

 

 

 

1.01

 

Conflict Minerals Report of Celestica Inc.

 

3


Exhibit 1.01

 

Conflict Minerals Report of Celestica Inc.

For the reporting period from January 1, 2015 to December 31, 2015

 

This Conflict Minerals Report (CMR) of Celestica Inc. (“Celestica” or the “Company”) has been prepared pursuant to Rule 13p-1 (“Rule 13p-1”) and Form SD promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period of January 1, 2015 to December 31, 2015.

 

Introduction

 

Rule 13p-1 requires disclosure of certain information when a company manufactures or contracts to manufacture products for which the minerals specified in such Rule are necessary to the functionality or production of those products.  The specified minerals are gold, columbite-tantalite (coltan), cassiterite and wolframite, including their derivatives, which are limited to tantalum, tin and tungsten (the “Conflict Minerals”).  The “Covered Countries” for the purposes of Rule 13p-1 are the Democratic Republic of the Congo, the Republic of the Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia and Angola.

 

Celestica is a multinational electronics manufacturing services (EMS) company headquartered in Toronto, Canada. The Company’s global network is comprised of approximately 25 sites in 13 countries in the Americas, Europe and Asia.  The Company manufactures, or contracts to manufacture, certain products for which Conflict Minerals are necessary to their functionality or production.

 

Celestica builds products for a wide variety of leading OEMs (original equipment manufacturers), to be marketed under the OEMs’ brands. Typically, the OEM specifies all parts to be included in the product through an Approved Vendor List (AVL). As a result, Celestica does not control the selection of suppliers or materials sources unless specifically instructed to do so by its customers.

 

Description of the Company’s Products Covered by this CMR

 

This CMR relates to products: (i) for which Conflict Minerals are necessary to the functionality or production of that product; (ii) that were manufactured, or contracted to be manufactured, by the Company; and (iii) for which the manufacture was completed during calendar year 2015.

 

These products, which are referred to in this CMR collectively as the “Covered Products,” consist of printed circuit board assemblies and complete system builds for the following end products: wireless controllers, network switches (Communications equipment), servers, routers (Enterprise Computing equipment), measuring devices, scanner control devices, automated teller machine control boards, power delivery systems (industrial equipment), in-flight entertainment modules, cockpit control systems (Aerospace and Defense products), ultrasound imaging machines and control boards for laboratory test equipment (HealthTech devices), photovoltaic solar panels (Renewable Energy equipment) and wafer fabrication equipment modules and automation (Capital Equipment).

 

The Company’s Reasonable Country of Origin Inquiry and Due Diligence Process

 

In accordance with Rule 13p-1, the Company has conducted in good faith a reasonable country of origin inquiry (RCOI) regarding the Conflict Minerals necessary to the functionality or production of the products it manufactures or contracts to manufacture.  This RCOI was reasonably designed to determine whether any of such Conflict Minerals originated in the Covered Countries and whether any of such Conflict Minerals may be from recycled or scrap sources.

 

Celestica engaged with its immediate (Tier 1) suppliers to collect information about the presence and sourcing of Conflict Minerals used in products and components supplied to the Company. For new Tier 1 suppliers that came on board in 2015, such engagement also included the provision of Celestica’s Conflict Minerals Policy to such suppliers, and education on Celestica’s position regarding Conflict Minerals sourcing practices and the requirements of Rule 13p-1.  Information was collected using the Electronic Industry Citizenship Coalition (EICC) and Global e-Sustainability Initiative (GeSI) Conflict Minerals Reporting Template (CMRT).

 



 

Supplier responses were evaluated for plausibility, consistency, and gaps both in terms of which products were stated to contain or not contain necessary Conflict Minerals, as well as their origin. Additional supplier contacts were conducted to address various issues, including implausible statements regarding no presence of Conflict Minerals, incomplete data on the CMRT, responses that did not identify smelters or refiners, responses which indicated a sourcing location without complete supporting information from the supply chain, and organizations that were identified as smelter or refiners, but not verified as such through further analysis and research.

 

Celestica engaged a third-party information management service provider to assist with the collection and review of supplier data.

 

In addition to the RCOI, the Company also exercised due diligence on the source and chain of custody of its necessary Conflict Minerals where the Company, based on its RCOI, had reason to believe that such Conflict Minerals may have originated in the Covered Countries and may not be from recycled or scrap sources.

 

The following criteria were used to determine which supply chains and associated smelters or refiners (SORs) were moved to the due diligence step:

 

·                              Supplier reported sourcing from Covered Countries;

·                              Provided SOR data indicated sourcing from a mine located in the Covered Countries;

·                              Listed SOR has been reported to source from a mine located in the Covered Countries (based on information contained within the database of our third-party information management service provider, from independent certification programs, or from Internet research/available public reports);

·                              An indication that the SOR sourced from a Covered Country; or

·                              Information provided about the SOR indicated the origin of the materials was not from a known reserve.

 

A total of 3,019 suppliers were surveyed and responded as part of the RCOI process. Of these suppliers, 58% responded “yes” as to having one or more of the Conflict Minerals as necessary to the functionality or production of the products they supply to Celestica. An aggregate of 321 individual SORs were identified as used by such suppliers; however, no SOR information obtained from any supplier corresponded specifically to products/components supplied to the Company.

 

The Company’s due diligence measures were designed to conform to the framework in the Organization for Economic Cooperation and Development’s (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and accompanying Supplements.

 

The Company’s supply chain with respect to the Covered Products is complex, and there are many third parties in the supply chain between the ultimate manufacturer of the Covered Products and the original sources of Conflict Minerals.  The Company does not purchase Conflict Minerals directly from mines, smelters or refiners.  The Company must therefore rely on its suppliers to provide information regarding the origin of Conflict Minerals that are included in the Covered Products.  However, because the Company believes that the smelters and refiners of the Conflict Minerals are best situated to identify the sources of Conflict Minerals, the Company has also taken steps to identify the applicable smelters and refiners of Conflict Minerals in the Company’s supply chain.

 

The OECD Guidance identifies five due diligence steps:

 

Step 1: Establish Strong Company Management Systems

Step 2: Identify and Assess Risks in the Supply Chain

Step 3: Design and Implement a Strategy to Respond to Identified Risks

Step 4: Carry out Independent Third-Party Audit of Smelter/Refiner’s Due Diligence

Step 5: Report Annually on Supply Chain Due Diligence

 

It is important to note that the OECD Guidance was written for both upstream and downstream companies in the supply chain. As Celestica is a downstream company in the supply chain, its due diligence practices were tailored accordingly.

 



 

In addition to the RCOI described in detail above, the following constitute the procedures the Company used to identify supply chain risks in relation to Conflict Minerals in the Covered Products, and the due diligence activities undertaken to respond to those risks.

 

OECD Guidance Step 1: Establish strong company management systems

 

A management system is a framework of policies, procedures, processes and organizational structure that help enable a company to complete all tasks necessary to achieve its objectives. Celestica has established such a system by taking the following steps.

 

Adopt a conflict minerals policy

 

Celestica’s Conflict Minerals policy is publicly available at www.celestica.com. It states:

 

The mining and trading of Coltan (the metal ore from which Tantalum is extracted), Wolframite (the metal ore from which Tungsten is extracted), Cassiterite (the metal ore from which Tin is extracted), and Gold, and their respective derivatives, originating from the Democratic Republic of Congo (“DRC”) or adjoining countries (the “DRC Region”) has financed conflict, resulting in widespread human rights violations and environmental degradation. Section 1502(b) of the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Conflict Minerals Law”) requires SEC reporting companies to undertake an inquiry as to the source and chain of custody of conflict minerals and to make certain disclosures in connection therewith.

 

Celestica fully supports the objectives of this legislation, which aims to minimize violence and environmental damage in the DRC Region. We will comply with all applicable obligations under the Conflict Minerals Law. Celestica expects that all suppliers will comply with the Conflict Minerals Law and provide all necessary declarations using the EICC/GeSI Conflict Minerals Reporting Template. These measures will be used in conjunction with industry initiatives such as the Conflict-Free Smelter Program to reasonably assure that the Conflict Minerals in the products we manufacture or contract to manufacture do not directly or indirectly finance or benefit armed groups in the DRC Region. Celestica will assess future business with suppliers who are noncompliant with this policy.

 

Celestica is committed to ethical practices and compliance with applicable laws and regulations wherever it does business.

 

Assemble an internal team to support supply chain due diligence

 

Celestica has established a management system for Conflict Minerals. This management system includes an internal Conflict Minerals steering committee made up of senior management from Corporate Compliance, Finance, Supply Chain Management and Commodity Management functions, and a Supply Chain Management (SCM) Environmental Engineering team to manage Conflict Minerals activities. The steering committee is updated on the results of Celestica’s due diligence efforts on a regular basis.

 

Establish a system of controls and transparency over the mineral supply chain

 

To provide better transparency within Celestica’s mineral supply chains and to facilitate communication of policies and expectations, Celestica engaged a third-party information management service provider to complement and support its internal management processes. In addition, an on-line system is used to identify suppliers in Celestica’s mineral supply chains and the relationships between them (e.g., Tier 1, Tier 2, etc.), collect, store, and review information on Conflict Minerals sourcing practices, track information on SORs, and flag risks based on SOR sourcing practices. This system is designed to allow collection and housing of data on supply chain circumstances which can be updated to reflect changing realities within the supply chain, such as new customer-supplier relationships, new products, etc.

 



 

Strengthen company engagement with suppliers

 

Celestica engaged with suppliers through multiple communication outreaches by email and phone to educate suppliers on Celestica’s expectations for sourcing and Conflict Minerals policy, and the requirements of Rule 13p-1.  Suppliers were provided various avenues to obtain additional information and guidance regarding Celestica’s Conflict Minerals compliance program, including an on-line supplier education portal, and contact email addresses and telephone numbers for obtaining answers to questions and/or guidance on completing the information request.

 

OECD Guidance Step 2: Identify and Assess Risks in the Supply Chain

 

The following steps are recommended by the OECD to identify and assess risks in mineral supply chains.

 

Identify the Smelters or Refiners (SORs) in the supply chain

 

The Company attempted to obtain information on identified SORs using a database maintained by its third-party information management service provider, as well as through internet searches, other research activities (e.g., reviewing government databases and industry and trade organization lists), and contact with suppliers providing SOR information on their CMRTs. The Company also followed up where a sourcing location provided (country of mine origin) is not believed to be a known reserve for the given metal.

 

Engage with SORs to obtain mine of origin and transit routes and assess whether SORs have carried out all elements of due diligence for responsible supply chains of minerals from conflict-affected and high-risk areas

 

Identified SORs were matched against available lists of processors that have been certified as “conflict-free” by internationally-recognized industry validation schemes, such as the CFSI Conflict-Free Smelter Program, the London Bullion Market Association Responsible Gold Audit Programme and the Responsible Jewellery Council’s Chain-of-Custody Certification Program. Suppliers and products associated with certified SORs were assumed to meet the OECD Guidance due diligence standards and responsibly source their materials.

 

If the SOR was not certified by an internationally-recognized scheme, the SOR was contacted up to 3 times to gain more information about its sourcing practices, including countries of origin and transfer, and whether there were any internal due diligence procedures in place or other processes the SOR takes to track the chain-of-custody on the source of its mineral ores. Relevant information requested included whether the SOR had a documented, effective and communicated conflict-free policy, and/or an accounting system and documentation to support traceability of materials.

 

OECD Guidance Step 3: Design and Implement a Strategy to Respond to Identified Risks

 

Celestica implemented the following measures to address high risk SORs:

 

Report findings to senior management

 

A monthly update is provided to Celestica’s Conflict Minerals steering committee on the progress and findings of the RCOI and due diligence.

 

Devise and adopt a risk management plan, monitor and track risk mitigation, and evaluate supplier relationship

 

Celestica is an EMS company that builds products for leading OEMs according to specifications provided by the OEM to Celestica. Typically, the OEM specifies all parts included in the product through an AVL. As a result, Celestica does not control selection of suppliers or materials sources unless specifically instructed to do so by its customers. Whenever a risk is identified, Celestica will inform the customer of the risk in the supply chain and work with such customer to manage and mitigate the risk.

 

For parts that Celestica designs or over which Celestica has engineering control, if a risk is identified, Celestica will work with its suppliers to express its concerns about providing revenue to armed groups within the Covered Countries. Celestica will work with suppliers to provide a roadmap intended to ensure that the Conflict Minerals they supply to Celestica will be DRC Conflict-Free. If a supplier refuses to comply, Celestica will assess future business with the supplier.

 



 

OECD Guidance Step 4: Carry out Independent Third-Party Audit of Smelter/Refiner’s Due Diligence

 

This OECD step does not require or define audits for downstream companies.  However, downstream companies can support these audits by supporting or joining industry organizations.

 

Celestica does not typically have a direct relationship with Conflict Minerals smelters or refiners and does not perform direct audits of these entities within its supply chain. However, as a member of the EICC, Celestica is a participant in the Conflict-Free Sourcing Initiative (CFSI), a joint initiative between the EICC and the Global e-Sustainability Initiative (GeSI). Celestica participates in the ongoing discussions and updates of the CFSI Conflict-Free Smelter program (CFSP), an audit program designed to validate SORs’ sourcing practices.  Through the CFSP validation process, which is voluntary, an independent third party audits the procurement and processing activities of a SOR to determine if it showed sufficient documentation to demonstrate with reasonable confidence that the minerals the SOR processed originated from conflict-free sources.

 

OECD Guidance Step 5: Report Annually on Supply Chain Due Diligence.

 

In fulfilling this step, Celestica’s Conflict Minerals steering committee:

 

a.              Provided management with periodic process updates during the reporting period and through the filing date;

 

b.              Informed management of due diligence efforts and results; and

 

c.               Completed and filed this Conflict Minerals Report, and the Form SD to which it relates, which are publicly available at www.celestica.com.

 

Due Diligence Results

 

Based on the information obtained in the Company’s due diligence process, the Company does not have sufficient information to determine the precise facilities used to process all Conflict Minerals in the Covered Products.

 

With respect to the 321 SORs identified as used by the Company’s suppliers, 214 were certified as conflict-free by the CFSP and listed on the Conflict-Free Smelter Program’s website as conflict-free certified. The 321 SOR facilities that were identified pursuant to the due diligence process, and their certification, where applicable, are set forth below.

 

Smelter Name

 

Metal

 

Certification

Advanced Chemical Company

 

Gold

 

 

Aida Chemical Industries Co., Ltd.

 

Gold

 

CFSP

Aktyubinsk Copper Company TOO

 

Gold

 

 

Al Etihad Gold Refinery DMCC

 

Gold

 

 

Allgemeine Gold-und Silberscheideanstalt A.G.

 

Gold

 

CFSP

Almalyk Mining and Metallurgical Complex (AMMC)

 

Gold

 

 

AngloGold Ashanti Córrego do Sítio Mineração

 

Gold

 

CFSP

Argor-Heraeus SA

 

Gold

 

CFSP

Asahi Pretec Corporation

 

Gold

 

CFSP

Asahi Refining Canada Limited

 

Gold

 

CFSP

Asahi Refining USA Inc.

 

Gold

 

CFSP

Asaka Riken Co., Ltd.

 

Gold

 

CFSP

Atasay Kuyumculuk Sanayi Ve Ticaret A.S.

 

Gold

 

CFSP

 



 

Aurubis AG

 

Gold

 

CFSP

Bangko Sentral ng Pilipinas (Central Bank of the Philippines)

 

Gold

 

CFSP

Bauer Walser AG

 

Gold

 

 

Boliden AB

 

Gold

 

CFSP

C. Hafner GmbH + Co. KG

 

Gold

 

CFSP

Caridad

 

Gold

 

 

CCR Refinery — Glencore Canada Corporation

 

Gold

 

CFSP

Cendres + Métaux SA

 

Gold

 

 

Chimet S.p.A.

 

Gold

 

CFSP

Chugai Mining

 

Gold

 

 

Daejin Indus Co., Ltd.

 

Gold

 

 

Daye Non-Ferrous Metals Mining Ltd.

 

Gold

 

 

Do Sung Corporation

 

Gold

 

 

Doduco

 

Gold

 

CFSP

Dowa

 

Gold

 

CFSP

Eco-System Recycling Co., Ltd.

 

Gold

 

CFSP

Elemetal Refining, LLC

 

Gold

 

CFSP

Emirates Gold DMCC

 

Gold

 

 

Faggi Enrico S.p.A.

 

Gold

 

 

Gansu Seemine Material Hi-Tech Co., Ltd.

 

Gold

 

 

Geib Refining Corporation

 

Gold

 

 

Guangdong Jinding Gold Limited

 

Gold

 

 

Guoda Safina High-Tech Environmental Refinery Co., Ltd.

 

Gold

 

 

Hangzhou Fuchunjiang Smelting Co., Ltd.

 

Gold

 

 

Heimerle + Meule GmbH

 

Gold

 

CFSP

Heraeus Ltd. Hong Kong

 

Gold

 

CFSP

Heraeus Precious Metals GmbH & Co. KG

 

Gold

 

CFSP

Hunan Chenzhou Mining Co., Ltd.

 

Gold

 

 

Hwasung CJ Co., Ltd.

 

Gold

 

 

Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited

 

Gold

 

 

Ishifuku Metal Industry Co., Ltd.

 

Gold

 

CFSP

Istanbul Gold Refinery

 

Gold

 

CFSP

Japan Mint

 

Gold

 

CFSP

Jiangxi Copper Company Limited

 

Gold

 

CFSP

JSC Ekaterinburg Non-Ferrous Metal Processing Plant

 

Gold

 

CFSP

JSC Uralelectromed

 

Gold

 

CFSP

JX Nippon Mining & Metals Co., Ltd.

 

Gold

 

CFSP

Kaloti Precious Metals

 

Gold

 

 

Kazakhmys Smelting LLC

 

Gold

 

 

Kazzinc

 

Gold

 

CFSP

Kennecott Utah Copper LLC

 

Gold

 

CFSP

KGHM Polska Miedź Spółka Akcyjna

 

Gold

 

 

Kojima Chemicals Co., Ltd.

 

Gold

 

CFSP

 



 

Korea Metal Co., Ltd.

 

Gold

 

 

Korea Zinc Co. Ltd.

 

Gold

 

 

Kyrgyzaltyn JSC

 

Gold

 

 

L’ azurde Company For Jewelry

 

Gold

 

CFSP

Lingbao Gold Company Limited

 

Gold

 

 

Lingbao Jinyuan Tonghui Refinery Co., Ltd.

 

Gold

 

 

LS-NIKKO Copper Inc.

 

Gold

 

CFSP

Luoyang Zijin Yinhui Gold Refinery Co., Ltd.

 

Gold

 

 

Materion

 

Gold

 

CFSP

Matsuda Sangyo Co., Ltd.

 

Gold

 

CFSP

Metahub Industries Sdn. Bhd.

 

Gold

 

 

Metalor Technologies (Hong Kong) Ltd.

 

Gold

 

CFSP

Metalor Technologies (Singapore) Pte., Ltd.

 

Gold

 

CFSP

Metalor Technologies (Suzhou) Ltd.

 

Gold

 

 

Metalor Technologies SA

 

Gold

 

CFSP

Metalor USA Refining Corporation

 

Gold

 

CFSP

METALÚRGICA MET-MEX PEÑOLES, S.A. DE C.V

 

Gold

 

CFSP

Mitsubishi Materials Corporation

 

Gold

 

CFSP

Mitsui Mining and Smelting Co., Ltd.

 

Gold

 

CFSP

MMTC-PAMP India Pvt., Ltd.

 

Gold

 

CFSP

Morris and Watson

 

Gold

 

 

Moscow Special Alloys Processing Plant

 

Gold

 

CFSP

Nadir Metal Rafineri San. Ve Tic. A.Ş.

 

Gold

 

CFSP

Navoi Mining and Metallurgical Combinat

 

Gold

 

 

Nihon Material Co., Ltd.

 

Gold

 

CFSP

Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH

 

Gold

 

CFSP

Ohura Precious Metal Industry Co., Ltd.

 

Gold

 

CFSP

OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastvetmet)

 

Gold

 

CFSP

OJSC Kolyma Refinery

 

Gold

 

 

OJSC Novosibirsk Refinery

 

Gold

 

CFSP

PAMP SA

 

Gold

 

CFSP

Penglai Penggang Gold Industry Co., Ltd.

 

Gold

 

 

Prioksky Plant of Non-Ferrous Metals

 

Gold

 

CFSP

PT Aneka Tambang (Persero) Tbk

 

Gold

 

CFSP

PX Précinox SA

 

Gold

 

CFSP

Rand Refinery (Pty) Ltd.

 

Gold

 

CFSP

Republic Metals Corporation

 

Gold

 

CFSP

Royal Canadian Mint

 

Gold

 

CFSP

SAAMP

 

Gold

 

 

Sabin Metal Corp.

 

Gold

 

 

Samduck Precious Metals

 

Gold

 

 

SAMWON Metals Corp.

 

Gold

 

 

 



 

SAXONIA Edelmetalle GmbH

 

Gold

 

 

Schone Edelmetaal B.V.

 

Gold

 

CFSP

SEMPSA Joyería Platería SA

 

Gold

 

CFSP

Shandong Tiancheng Biological Gold Industrial Co., Ltd.

 

Gold

 

 

Shandong Zhaojin Gold & Silver Refinery Co., Ltd.

 

Gold

 

CFSP

Sichuan Tianze Precious Metals Co., Ltd.

 

Gold

 

CFSP

Singway Technology Co., Ltd.

 

Gold

 

CFSP

So Accurate Group, Inc.

 

Gold

 

 

SOE Shyolkovsky Factory of Secondary Precious Metals

 

Gold

 

CFSP

Solar Applied Materials Technology Corp.

 

Gold

 

CFSP

Sumitomo Metal Mining Co., Ltd.

 

Gold

 

CFSP

T.C.A S.p.A

 

Gold

 

CFSP

Tanaka Kikinzoku Kogyo K.K.

 

Gold

 

CFSP

The Great Wall Gold and Silver Refinery of China

 

Gold

 

 

The Refinery of Shandong Gold Mining Co., Ltd.

 

Gold

 

CFSP

Tokuriki Honten Co., Ltd.

 

Gold

 

CFSP

Tongling Nonferrous Metals Group Co., Ltd.

 

Gold

 

 

Tony Goetz NV

 

Gold

 

 

Torecom

 

Gold

 

 

Umicore Brasil Ltda.

 

Gold

 

CFSP

Umicore Precious Metals Thailand

 

Gold

 

CFSP

Umicore SA Business Unit Precious Metals Refining

 

Gold

 

CFSP

United Precious Metal Refining, Inc.

 

Gold

 

CFSP

Valcambi SA

 

Gold

 

CFSP

Western Australian Mint trading as The Perth Mint

 

Gold

 

CFSP

WIELAND Edelmetalle GmbH

 

Gold

 

 

Yamamoto Precious Metal Co., Ltd.

 

Gold

 

CFSP

Yokohama Metal Co., Ltd.

 

Gold

 

CFSP

Yunnan Copper Industry Co., Ltd.

 

Gold

 

 

Zhongyuan Gold Smelter of Zhongjin Gold Corporation

 

Gold

 

CFSP

Zijin Mining Group Co., Ltd. Gold Refinery

 

Gold

 

CFSP

Avon Specialty Metals Ltd

 

Tantalum

 

 

Changsha South Tantalum Niobium Co., Ltd.

 

Tantalum

 

CFSP

Conghua Tantalum and Niobium Smeltry

 

Tantalum

 

CFSP

D Block Metals, LLC

 

Tantalum

 

CFSP

Duoluoshan

 

Tantalum

 

CFSP

E.S.R. Electronics

 

Tantalum

 

 

Exotech Inc.

 

Tantalum

 

CFSP

F&X Electro-Materials Ltd.

 

Tantalum

 

CFSP

FIR Metals & Resource Ltd.

 

Tantalum

 

CFSP

Global Advanced Metals Aizu

 

Tantalum

 

CFSP

Global Advanced Metals Boyertown

 

Tantalum

 

CFSP

Guangdong Zhiyuan New Material Co., Ltd.

 

Tantalum

 

CFSP

 



 

Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch

 

Tantalum

 

CFSP

H.C. Starck Co., Ltd.

 

Tantalum

 

CFSP

H.C. Starck GmbH Goslar

 

Tantalum

 

CFSP

H.C. Starck GmbH Laufenburg

 

Tantalum

 

CFSP

H.C. Starck Hermsdorf GmbH

 

Tantalum

 

CFSP

H.C. Starck Inc.

 

Tantalum

 

CFSP

H.C. Starck Ltd.

 

Tantalum

 

CFSP

H.C. Starck Smelting GmbH & Co.KG

 

Tantalum

 

CFSP

Hengyang King Xing Lifeng New Materials Co., Ltd.

 

Tantalum

 

CFSP

Hi-Temp Specialty Metals, Inc.

 

Tantalum

 

CFSP

Jiangxi Dinghai Tantalum & Niobium Co., Ltd.

 

Tantalum

 

CFSP

Jiangxi Tuohong New Raw Material

 

Tantalum

 

 

JiuJiang JinXin Nonferrous Metals Co., Ltd.

 

Tantalum

 

CFSP

Jiujiang Tanbre Co., Ltd.

 

Tantalum

 

CFSP

Jiujiang Zhongao Tantalum & Niobium Co., Ltd.

 

Tantalum

 

CFSP

KEMET Blue Metals

 

Tantalum

 

CFSP

KEMET Blue Powder

 

Tantalum

 

CFSP

King-Tan Tantalum Industry Ltd.

 

Tantalum

 

CFSP

LSM Brasil S.A.

 

Tantalum

 

CFSP

Metallurgical Products India Pvt., Ltd.

 

Tantalum

 

CFSP

Mineração Taboca S.A.

 

Tantalum

 

CFSP

Mitsui Mining & Smelting

 

Tantalum

 

CFSP

Molycorp Silmet A.S.

 

Tantalum

 

CFSP

Ningxia Orient Tantalum Industry Co., Ltd.

 

Tantalum

 

CFSP

Plansee SE Liezen

 

Tantalum

 

CFSP

Plansee SE Reutte

 

Tantalum

 

CFSP

QuantumClean

 

Tantalum

 

CFSP

Resind Indústria e Comércio Ltda

 

Tantalum

 

CFSP

RFH Tantalum Smeltry Co., Ltd.

 

Tantalum

 

CFSP

Solikamsk Magnesium Works OAO

 

Tantalum

 

CFSP

Taki Chemicals

 

Tantalum

 

CFSP

Telex Metals

 

Tantalum

 

CFSP

Tranzact, Inc.

 

Tantalum

 

CFSP

Ulba Metallurgical Plant JSC

 

Tantalum

 

CFSP

XinXing HaoRong Electronic Material Co., Ltd.

 

Tantalum

 

CFSP

Yichun Jin Yang Rare Metal Co., Ltd.

 

Tantalum

 

CFSP

Zhuzhou Cemented Carbide

 

Tantalum

 

CFSP

Alpha

 

Tin

 

CFSP

An Thai Minerals Company Limited

 

Tin

 

 

An Vinh Joint Stock Mineral Processing Company

 

Tin

 

 

Chenzhou Yunxiang Mining and Metallurgy Company Limited

 

Tin

 

 

China Tin Group Co., Ltd.

 

Tin

 

CFSP

CNMC (Guangxi) PGMA Co., Ltd.

 

Tin

 

 

 



 

Cooperativa Metalurgica de Rondônia Ltda.

 

Tin

 

CFSP

CV Ayi Jaya

 

Tin

 

CFSP

CV Dua Sekawan

 

Tin

 

 

CV Gita Pesona

 

Tin

 

CFSP

CV Serumpun Sebalai

 

Tin

 

CFSP

CV Tiga Sekawan

 

Tin

 

 

CV United Smelting

 

Tin

 

CFSP

CV Venus Inti Perkasa

 

Tin

 

CFSP

Dowa

 

Tin

 

CFSP

Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company

 

Tin

 

 

Elmet S.L.U. (Metallo Group)

 

Tin

 

CFSP

EM Vinto

 

Tin

 

CFSP

Estanho de Rondônia S.A.

 

Tin

 

 

Feinhütte Halsbrücke GmbH

 

Tin

 

 

Fenix Metals

 

Tin

 

CFSP

Gejiu Fengming Metalurgy Chemical Plant

 

Tin

 

 

Gejiu Kai Meng Industry and Trade LLC

 

Tin

 

 

Gejiu Non-Ferrous Metal Processing Co., Ltd.

 

Tin

 

CFSP

Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.

 

Tin

 

 

Gejiu Zili Mining And Metallurgy Co., Ltd.

 

Tin

 

 

Guanyang Guida Nonferrous Metal Smelting Plant

 

Tin

 

 

HuiChang Hill Tin Industry Co., Ltd.

 

Tin

 

 

Huichang Jinshunda Tin Co., Ltd.

 

Tin

 

 

Jiangxi Ketai Advanced Material Co., Ltd.

 

Tin

 

CFSP

Linwu Xianggui Ore Smelting Co., Ltd.

 

Tin

 

 

Magnu’s Minerais Metais e Ligas Ltda.

 

Tin

 

CFSP

Malaysia Smelting Corporation (MSC)

 

Tin

 

CFSP

Melt Metais e Ligas S/A

 

Tin

 

CFSP

Metahub Industries Sdn. Bhd.

 

Tin

 

 

Metallic Resources, Inc.

 

Tin

 

CFSP

Metallo-Chimique N.V.

 

Tin

 

CFSP

Mineração Taboca S.A.

 

Tin

 

CFSP

Minsur

 

Tin

 

CFSP

Mitsubishi Materials Corporation

 

Tin

 

CFSP

Nankang Nanshan Tin Manufactory Co., Ltd.

 

Tin

 

 

Nghe Tinh Non-Ferrous Metals Joint Stock Company

 

Tin

 

 

Novosibirsk Processing Plant Ltd.

 

Tin

 

 

O.M. Manufacturing (Thailand) Co., Ltd.

 

Tin

 

CFSP

O.M. Manufacturing Philippines, Inc.

 

Tin

 

CFSP

Operaciones Metalurgical S.A.

 

Tin

 

CFSP

Phoenix Metal Ltd.

 

Tin

 

 

PT Alam Lestari Kencana

 

Tin

 

 

 



 

PT Aries Kencana Sejahtera

 

Tin

 

CFSP

PT Artha Cipta Langgeng

 

Tin

 

CFSP

PT ATD Makmur Mandiri Jaya

 

Tin

 

CFSP

PT Babel Inti Perkasa

 

Tin

 

CFSP

PT Bangka Kudai Tin

 

Tin

 

 

PT Bangka Prima Tin

 

Tin

 

CFSP

PT Bangka Putra Karya

 

Tin

 

CFSP

PT Bangka Timah Utama Sejahtera

 

Tin

 

 

PT Bangka Tin Industry

 

Tin

 

CFSP

PT Belitung Industri Sejahtera

 

Tin

 

CFSP

PT BilliTin Makmur Lestari

 

Tin

 

CFSP

PT Bukit Timah

 

Tin

 

CFSP

PT Cipta Persada Mulia

 

Tin

 

CFSP

PT DS Jaya Abadi

 

Tin

 

CFSP

PT Eunindo Usaha Mandiri

 

Tin

 

CFSP

PT Fang Di MulTindo

 

Tin

 

 

PT Inti Stania Prima

 

Tin

 

CFSP

PT Justindo

 

Tin

 

CFSP

PT Karimun Mining

 

Tin

 

 

PT Kijang Jaya Mandiri

 

Tin

 

 

PT Mitra Stania Prima

 

Tin

 

CFSP

PT Panca Mega Persada

 

Tin

 

CFSP

PT Pelat Timah Nusantara Tbk

 

Tin

 

 

PT Prima Timah Utama

 

Tin

 

CFSP

PT Refined Bangka Tin

 

Tin

 

CFSP

PT Sariwiguna Binasentosa

 

Tin

 

CFSP

PT Seirama Tin Investment

 

Tin

 

 

PT Stanindo Inti Perkasa

 

Tin

 

CFSP

PT Sukses Inti Makmur

 

Tin

 

CFSP

PT Sumber Jaya Indah

 

Tin

 

CFSP

PT Supra Sukses Trinusa

 

Tin

 

 

PT Timah (Persero) Tbk Kundur

 

Tin

 

CFSP

PT Timah (Persero) Tbk Mentok

 

Tin

 

CFSP

PT Tinindo Inter Nusa

 

Tin

 

CFSP

PT Tirus Putra Mandiri

 

Tin

 

 

PT Wahana Perkit Jaya

 

Tin

 

CFSP

Resind Indústria e Comércio Ltda

 

Tin

 

CFSP

Rui Da Hung

 

Tin

 

CFSP

Soft Metais Ltda.

 

Tin

 

CFSP

Thaisarco

 

Tin

 

CFSP

Tuyen Quang Non-Ferrous Metals Joint Stock Company

 

Tin

 

 

VQB Mineral and Trading Group JSC

 

Tin

 

CFSP

White Solder Metalurgia e Mineração Ltda.

 

Tin

 

CFSP

 



 

Yunnan Chengfeng Non-ferrous Metals Co., Ltd.

 

Tin

 

 

Yunnan Tin Group (Holding) Company Limited

 

Tin

 

CFSP

A.L.M.T. TUNGSTEN Corp.

 

Tungsten

 

CFSP

ACL Metais Eireli

 

Tungsten

 

 

Asia Tungsten Products Vietnam Ltd.

 

Tungsten

 

CFSP

Chenzhou Diamond Tungsten Products Co., Ltd.

 

Tungsten

 

CFSP

Chongyi Zhangyuan Tungsten Co., Ltd.

 

Tungsten

 

CFSP

Dayu Jincheng Tungsten Industry Co., Ltd.

 

Tungsten

 

 

Dayu Weiliang Tungsten Co., Ltd.

 

Tungsten

 

 

Fujian Jinxin Tungsten Co., Ltd.

 

Tungsten

 

CFSP

Ganxian Shirui New Material Co., Ltd.

 

Tungsten

 

 

Ganzhou Huaxing Tungsten Products Co., Ltd.

 

Tungsten

 

CFSP

Ganzhou Jiangwu Ferrotungsten Co., Ltd.

 

Tungsten

 

CFSP

Ganzhou Non-ferrous Metals Smelting Co., Ltd.

 

Tungsten

 

 

Ganzhou Seadragon W & Mo Co., Ltd.

 

Tungsten

 

CFSP

Ganzhou Yatai Tungsten Co., Ltd.

 

Tungsten

 

CFSP

Global Tungsten & Powders Corp.

 

Tungsten

 

CFSP

Guangdong Xianglu Tungsten Co., Ltd.

 

Tungsten

 

CFSP

H.C. Starck GmbH

 

Tungsten

 

CFSP

H.C. Starck Smelting GmbH & Co.KG

 

Tungsten

 

CFSP

Hunan Chenzhou Mining Co., Ltd.

 

Tungsten

 

CFSP

Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji

 

Tungsten

 

 

Hunan Chuangda Vanadium Tungsten Co., Ltd. Yanglin

 

Tungsten

 

 

Hunan Chunchang Nonferrous Metals Co., Ltd.

 

Tungsten

 

CFSP

Hydrometallurg, JSC

 

Tungsten

 

CFSP

Japan New Metals Co., Ltd.

 

Tungsten

 

CFSP

Jiangwu H.C. Starck Tungsten Products Co., Ltd.

 

Tungsten

 

 

Jiangxi Dayu Longxintai Tungsten Co., Ltd.

 

Tungsten

 

 

Jiangxi Gan Bei Tungsten Co., Ltd.

 

Tungsten

 

CFSP

Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.

 

Tungsten

 

 

Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.

 

Tungsten

 

 

Jiangxi Xinsheng Tungsten Industry Co., Ltd.

 

Tungsten

 

 

Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.

 

Tungsten

 

CFSP

Jiangxi Yaosheng Tungsten Co., Ltd.

 

Tungsten

 

 

Kennametal Fallon

 

Tungsten

 

 

Kennametal Huntsville

 

Tungsten

 

CFSP

Malipo Haiyu Tungsten Co., Ltd.

 

Tungsten

 

CFSP

Moliren Ltd

 

Tungsten

 

 

Niagara Refining LLC

 

Tungsten

 

CFSP

Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC

 

Tungsten

 

CFSP

Philippine Chuangin Industrial Co., Inc.

 

Tungsten

 

 

Pobedit, JSC

 

Tungsten

 

 

Sanher Tungsten Vietnam Co., Ltd.

 

Tungsten

 

 

 



 

Tejing (Vietnam) Tungsten Co., Ltd.

 

Tungsten

 

CFSP

Vietnam Youngsun Tungsten Industry Co., Ltd.

 

Tungsten

 

CFSP

Wolfram Bergbau und Hütten AG

 

Tungsten

 

CFSP

Woltech Korea Co., Ltd.

 

Tungsten

 

 

Xiamen Tungsten (H.C.) Co., Ltd.

 

Tungsten

 

CFSP

Xiamen Tungsten Co., Ltd.

 

Tungsten

 

CFSP

Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.

 

Tungsten

 

 

Xinhai Rendan Shaoguan Tungsten Co., Ltd.

 

Tungsten

 

CFSP

 

Based on the information obtained in the Company’s due diligence process, and given the fact that: not all of the SORs identified by the Company’s suppliers are certified by an independent third-party as “conflict-free”; the SOR information obtained from suppliers did not correspond specifically to products/components supplied to the Company; and necessary Conflict Minerals in a particular Covered Product may be sourced from multiple SORs, although the Company was able to determine that certain of its necessary Conflict Minerals in the Covered Products were from Covered Countries (as described below), it could not determine the country of origin for all Covered Products.  In addition, based on the foregoing, the Company was unable to determine whether the necessary Conflict Minerals in the Covered Products that were from the Covered Countries were from recycled or scrap sources, or came from sources that directly or indirectly financed or benefitted armed groups in the Covered Countries, as such term is defined in Rule 13p-1.  However, of all responding suppliers in the Company’s due diligence process, none indicated (at any point during the RCOI or due diligence process) that it had sourced Conflict Minerals to the Company that directly or indirectly benefitted or financed such armed groups in the Covered Countries.

 

Based on the information that has been obtained, the Company has reasonably determined that the countries of origin of its necessary Conflict Minerals include those set forth below.  The Company’s efforts to determine the mine(s) or location of origin with the greatest possible specificity are described in the RCOI and due diligence discussion above.

 

Metals

 

Country of Origin

Gold

 

Argentina, Armenia, Australia, Austria, Belgium, Bolivia, Brazil, Canada, Chile, China, DRC- Congo (Kinshasa), France, Germany, Ghana, Guinea, Guyana, Hong Kong, India, Indonesia, Italy, Japan, Jersey, Kazakhstan, Kyrgyzstan, Laos, Malaysia, Mali, Mexico, Mongolia, Mozambique, Namibia, Netherlands, Papua New Guinea, Peru, Philippines, Portugal, Russia, Saudi Arabia, Singapore, South Africa, South Korea, Spain, Suriname, Sweden, Switzerland, Taiwan, Tajikistan, Tanzania, Thailand, Turkey, United Arab Emirates, United Kingdom, United States, Uzbekistan, Zambia

Tantalum

 

Australia, Austria, Belarus, Bolivia, Brazil, Burundi, Canada, Chile, China, DRC- Congo (Kinshasa), Estonia, Ethiopia, Germany, India, Japan, Kazakhstan, Malaysia, Mexico, Mozambique, Namibia, Niger, Nigeria, Peru, Russia, Rwanda, Sierra Leone, Switzerland, Thailand, United States, Zimbabwe

Tin

 

Australia, Belgium, Bolivia, Brazil, Burundi, Canada, Chile, China, DRC- Congo (Kinshasa), Ethiopia, Germany, Hong Kong, India, Indonesia, Japan, Jersey, Kazakhstan, Malaysia, Mexico, Morocco, Mozambique, Myanmar, Niger, Nigeria, Peru, Philippines, Poland, Portugal, Russia, Rwanda, Singapore, Spain, Switzerland, Taiwan, Thailand, United States, Uzbekistan, Vietnam

Tungsten

 

Australia, Austria, Bolivia, Brazil, Burundi, Canada, China, Estonia, Ethiopia, Germany, India, Japan, Malaysia, Mexico, Mozambique, Namibia, Niger, Nigeria, Peru, Portugal, Russia, Rwanda, Sierra Leone, Spain, Thailand, United States, Vietnam, Zimbabwe

 



 

Celestica intends to undertake the following steps during the next compliance period to improve the due diligence conducted to further determine whether Conflict Minerals in its Covered Products are sourced from the Covered Countries, or are from recycled or scrap sources, and to mitigate the risk that its necessary Conflict Minerals sourced from Covered Countries finance or benefit armed groups, including:

 

·                  Engage suppliers that responded in 2015 to refresh and update sourcing information as appropriate;

 

·                  Review and update the list of products and associated suppliers designated as “in-scope”;

 

·                  Encourage suppliers to implement responsible sourcing; and

 

·                  Participate in industry initiatives encouraging “conflict-free” supply chains.

 

Caution Concerning Forward-Looking Statements

 

Certain statements in this report are “forward-looking” within the meaning of the Private Securities Litigation Reform Act of 1995. Words such as “intends,” “expects,” “plans,” “believes,” “estimates,” “anticipates,” and similar expressions are used to identify these forward-looking statements. Examples of forward-looking statements include statements relating to our future plans, and any other statement that does not directly relate to any historical or current fact. Forward-looking statements are based on our current expectations and assumptions, which may not prove to be accurate. These statements are not guarantees and are subject to risks, uncertainties and changes in circumstances that are difficult to predict. Actual outcomes and results may differ materially from these forward-looking statements. As a result, these statements speak only as of the date they are made and we undertake no obligation to update or revise any forward-looking statement, except as required by law.

 




The information that you are accessing on this website may include forward-looking statements related to our future growth, trends in our industry, our financial and operational results and performance that are based on current expectations, forecast and assumptions involving risk and uncertainties that could cause actual outcomes and results to differ materially.


Read the full Cautionary Note here